RegTech & Compliance
Navigate the complex global regulatory landscape with confidence. Automated compliance for MiFID II, MiCA, Travel Rule, and more -- across every jurisdiction you operate in.
MiFID II Reporting
Automated best execution analysis, instrument reference data management, and transaction reporting to national competent authorities.
MiCA Compliance
Whitepaper validation, reserve management verification, licensing requirement checks, and stablecoin issuance compliance.
Travel Rule
FATF-compliant originator and beneficiary data exchange with configurable threshold enforcement across all supported jurisdictions.
Regulatory Frameworks
MiFID II Reporting
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Best Execution Analysis
Automated evaluation of execution quality across venues, prices, costs, and speed metrics
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Instrument Reference Data
Comprehensive ISIN, LEI, and CFI code management with ESMA FIRDS integration
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Transaction Reporting
Automated generation of RTS 25 compliant reports with ARM submission support
MiCA Compliance
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Whitepaper Validation
Automated checks for required disclosures, risk warnings, and regulatory content
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Reserve Management
Real-time reserve adequacy monitoring for stablecoin and e-money token issuers
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Licensing Requirements
CASP authorization tracking with renewal reminders and condition monitoring
Multi-Jurisdiction Adapters
The FinAegis RegTech engine uses a pluggable adapter architecture to support jurisdiction-specific compliance rules. Each adapter encapsulates the unique regulatory requirements of its target market, enabling seamless operation across borders.
SEC, FinCEN, OFAC
ESMA, EBA, MiCA
FCA, PRA, HMRC
MAS, PSA, PDPA
Travel Rule Enforcement
Compliance Orchestration
Regulatory Reporting
- Automated report generation on configurable schedules
- Suspicious activity report (SAR) filing workflows
- Cross-border transaction monitoring with FATF thresholds
- Sanctions list screening with real-time updates
- Audit trail with tamper-proof event sourcing
- Compliance dashboard with risk scoring and alerts
Orchestration Engine
- Unified compliance pipeline for all regulations
- Pluggable jurisdiction adapters with hot-reload
- Rule versioning for regulation change management
- Pre-transaction compliance checks with fail-fast
- Webhook notifications for compliance events
- RegTech API for third-party compliance integration
Stay Compliant, Stay Ahead
Automate your regulatory obligations and focus on building your business. Our RegTech engine handles the complexity so you do not have to.